Corporate Office

Built on rigour.
Delivered with judgment.

Practice Focus

Capital markets, SEBI-registered intermediaries, and corporate finance served with the precision the regulator expects.

For over a decade, Labadiya & Mehta has advised stock brokers, depository participants, listed companies, and growing enterprises across India. Our practice is built around eight complementary disciplines - each anchored in technical depth, sector knowledge, and a partner-led approach that treats every engagement as our own.

What we do

Eight practices · one standard

Stock Broking Compliance

End-to-end compliance support for NSE, BSE, and MCX registered brokers.

01

Navigating SEBI's regulatory framework demands precision, experience, and deep institutional knowledge. We offer end-to-end compliance support to NSE, BSE, and MCX registered brokers and depository participants covering SEBI circulars and exchange notices, half yearly and annual compliance filings, client fund and securities reconciliation, KYC and onboarding process reviews, SCORES grievance management, and liaison with stock exchanges and depositories.

With our team's direct background at NSE's Ahmedabad Regional Office, we bring insider perspective to keep your compliance infrastructure audit ready at all times.

Key Areas
  • SEBI & Exchange Notices Compliance
  • Half yearly & Annual Filings
  • Client Fund & Securities Reconciliation
  • KYC & Onboarding Review
  • SCORES Grievance Management
  • Exchange & Depository Liaison
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Internal Audit of SEBI Intermediaries

Purpose-built internal audits for stock brokers and depository participants.

02

Regulatory scrutiny of SEBI registered intermediaries has never been higher. Our internal audit practice is purpose built for stock brokers, depository participants, investment advisers, and research analysts covering all areas prescribed under SEBI, NSE, BSE, NSDL, and CDSL guidelines.

Our audits go beyond procedural checklists to evaluate control effectiveness, flag systemic risks, and deliver actionable observations. We provide structured audit reports, working paper documentation, and board-ready summaries that demonstrate genuine compliance substance to regulators and exchange inspectors alike.

Audit Scope
  • Stock Broker & DP Audits
  • Investment Adviser & RA Audits
  • Control Effectiveness Evaluation
  • Systemic Risk Identification
  • Structured Audit Reporting
  • Board-Ready Summaries
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Management Consulting & Virtual CFO

Strategic financial leadership without the cost of a full-time CFO.

03

Growing businesses often need strategic financial leadership without the cost of a full-time CFO. Our Virtual CFO service embeds experienced Chartered Accountants into your decision making framework covering MIS reporting, cash flow management, budgeting and variance analysis, financial modelling, investor and banker relations, and entity level governance.

Beyond numbers, we serve as a sounding board on business structuring, capital allocation, and operational efficiency giving founders and promoters the financial clarity to scale with confidence.

Advisory Services
  • MIS Reporting & Cash Flow
  • Budgeting & Variance Analysis
  • Financial Modelling
  • Investor & Banker Relations
  • Entity-Level Governance
  • Capital Allocation Strategy
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Audit & Assurance

Credibility statements and control evaluations built on rigorous methodology.

04

Rigorous statutory and internal audits are more than a regulatory requirement they are the cornerstone of stakeholder trust and operational excellence. We conduct statutory audits under the Companies Act, 2013 and applicable accounting standards, delivering a strong statement of financial credibility to your investors, lenders, and regulators.

Complementing this, our internal audit practice evaluates the design and operating effectiveness of your control environment spanning financial reporting, operational processes, IT controls, and compliance frameworks. We align our audits to your organization's risk profile, delivering structured, prioritized findings that help management mitigate risks and scale with confidence.

Practice Scope
  • Companies Act 2013 Audits
  • Accounting Standards Compliance
  • Internal Financial Controls (IFC)
  • Operational & IT Controls Review
  • Risk-Based Internal Audits
  • Actionable Board Reporting
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Financial Due Diligence

Clear and unvarnished financial intelligence for sound acquisition decisions.

05

Sound investment and acquisition decisions rest on the quality of financial intelligence gathered before the deal closes. Our financial due diligence practice examines the true earnings quality, working capital dynamics, debt and contingent liabilities, and historical financial trends of target businesses giving acquirers, investors, and lenders a clear and unvarnished picture of what they are stepping into.

We structure our reports around deal specific risk areas, support purchase price adjustments, and provide inputs directly usable in transaction structuring and SPA negotiations.

Diligence Scope
  • Earnings Quality Analysis
  • Working Capital Dynamics
  • Debt & Liability Assessment
  • Historical Financial Trends
  • Purchase Price Adjustments
  • SPA Negotiation Support
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Share Demat Conversion

End-to-end assistance in converting physical shares to demat form.

06

Physical share certificates remain a source of legal and operational risk for shareholders and companies alike. We provide end-to-end assistance in converting physical shares to demat form right from document preparation, verification of title and transmission records, liaison with Registrar and Transfer Agents (RTAs), and coordination with NSDL/CDSL depository participants through to final credit confirmation.

We handle cases involving loss of certificates, transmission on death, name mismatches, and old scrips ensuring shareholders can unlock and transact their holdings without friction.

Conversion Support
  • Document Preparation & Verification
  • Title & Transmission Records
  • RTA Liaison & Coordination
  • NSDL/CDSL Depository Support
  • Lost Certificate & Mismatch Resolution
  • Old Scrip Management
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Corporate Structure & Fund Raising

Balancing regulatory, tax, and governance considerations for efficient growth.

07

The right corporate structure can mean the difference between efficient growth and costly complexity. We advise promoters, family businesses, and emerging companies on entity structuring, group reorganisation, holding company frameworks, and inter-company arrangements balancing regulatory, tax, and governance considerations.

Our fund raising advisory extends this to preparing businesses for external capital: investor ready financials, information memoranda, pitch structuring, and support through due diligence and term sheet negotiations. Whether you are raising debt from banks, structured capital from NBFCs, or equity from strategic or financial investors, we help you present and position your business to secure the right capital at the right terms.

Advisory Scope
  • Entity Structuring & Reorganisation
  • Holding Company Frameworks
  • Inter Company Arrangements
  • Investor Ready Financials
  • Information Memoranda & Pitching
  • Due Diligence & Term Sheet Support
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Accounting Outsourcing

Dedicated offshore accounting, bookkeeping, and practice support to help you scale without hiring headaches.

08

We provide comprehensive, high-quality accounting outsourcing services modeled on robust managed resource standards. For accounting firms, our offshore model empowers forward-thinking practices to scale effortlessly and eliminate hiring bottlenecks. For growing businesses, we act as a fully managed offshore finance department taking care of everything from accounts payable to financial reporting, saving you time, improving accuracy, and supporting your strategic growth. For financial planners, our trained professionals deliver robust administrative, paraplanning, and Statement of Advice (SOA) support.

Our team operates as a seamless, secure extension of your onshore operations. We adapt to your firm’s unique workflows, templates, and systems (such as Xero and QuickBooks) to deliver daily, weekly, and monthly bookkeeping. We also handle complex tax preparation (including BAS, IAS, individual, and corporate tax returns), SMSF compliance (fund accounting, workpapers, and audits), and essential practice admin (engagement letters, regulatory processing, and client onboarding) keeping your practice 100% compliant and highly efficient.

Practice Offerings
  • Outsourced Bookkeeping for Accounting Firms
  • Individual & Company Tax Preparation
  • SMSF Compliance, Workpapers & Auditing
  • Admin & Practice Support (Engagement Letters, Processing)
  • Dedicated Offshore Staffing & Managed Teams
  • Paraplanning, Admin & SOA Support
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Let's begin a conversation.

Every engagement starts with understanding your business – its regulatory posture, its financial structure, and the decisions ahead. Reach out for an initial discussion, no obligation.

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